Sanlam Private Wealth crafts customised investment portfolios for high net worth private clients, charitable institutions, trusts, and corporate entities.
With assets under management and administration of more than R151 billion, we offer a comprehensive and integrated suite of wealth management solutions. These include equity, retirement, and offshore investment portfolios, fiduciary and tax services, an equity-backed finance offering, a global stockbroking service, and derivatives trading.
At Sanlam Private Wealth, our clients are at the core of everything we do. For this reason, we employ people with passion individuals who thrive in an entrepreneurial, high-energy environment.
Sanlam Private Wealth is part of the Sanlam Investments Group, a leading investment and wealth management business in South Africa, Sub-Saharan Africa, Australia, and Europe.
What will you do?
- Assist in monitoring compliance with applicable legislation and internal requirements
- Review draft mandates and investment guidelines for compliance purposes and follow up on outstanding mandates and investment guidelines
- Monitor compliance with mandates and investment guidelines within reporting timeframes to clients and management
- Perform general monitoring functions in relation business requirements
- Assist with the proper establishment and maintenance of procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues
- Train and assist employees to improve their regulatory knowledge and enhance their compliant behaviours
- Strong regulation 28 and FAIS knowledge
- Working knowledge and application experience of Financial Markets Legislation
- Matric with a Postgraduate Diploma in Compliance Management
- Compliance experience in an asset management environment
- Cultivates innovation creating new and better ways for the organisation to be successful
- Computer literate in MS Office- (JSE BDA system knowledge an advantage)
- Strong analytical and logical thinking skills
- Excellent communication and presentation skills
- Good report writing skills
- Strong administrative and organizational skills
- Ability to act independently as well as part of a team
- Pro-active approach and a lateral thinker
- Ability to operate within a high performance environment
- Strong attention to detail
- Confident and analytical
Were all about building strong, lasting relationships with our employees. We know that you have hopes for your future your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its five business clusters Sanlam Fintech, Sanlam Life and Savings, Sanlam Investment Group, Sanlam Allianz, Santam, as well as MiWay and the Group Office the group provides many opportunities for growth and development.
Core Competencies
Cultivates innovation - Contributing independently
Customer focus - Contributing independently
Drives results - Contributing independently
Collaborates - Contributing independently
Being resilient - Contributing independently
Turnaround time
The shortlisting process will only start once the application due date has been reached. The time taken to complete this process will depend on how far you progress and the availability of managers.
To be considered for the above opportunity please upload your detailed CV on or before 11 January 2024.
Please note that if you are not contacted within two weeks after the closing date your application has been unsuccessful.
Our commitment to transformation
The Sanlam Group is committed to transformation and embracing diversity and our employment equity plan and targets will be considered as part of the recruitment process. This commitment is what drives us to achieve a diverse workplace with employment equity as a key goal to create an inclusive workforce, representative of the demographics of our society as well as people with disabilities.
