Posted on: 21 September 2024
ID 924054

Compliance Officer 30 000 pm

Compliance Officer Position

A highly regarded, well-established Trust and Investment Management company based in Cape Town has created a Compliance Officer position to implement compliance and risk policies and procedures within the organisation.

Duties & Responsibilities
  • Compliance reporting (internal and external)
  • Review planned legislative changes, recommending changes to company risk control and operational procedures
  • Documentation of relevant processes and procedures
  • Development of training plan for relevant processes and procedures
  • Review systems and recommend appropriate changes
  • FSP licence changes as needed
  • Review client advisory and investment implementation records (FIAS and FICA)
  • Review and approval of client onboarding
  • Assist advisory, fiduciary and consulting operations with technical queries
  • Provide backup support for colleagues as required
Desired Experience & Qualification
  • Relevant tertiary qualification is a necessity.
  • Completed accounting or auditing articles
  • Computer literacy - advanced Excel
  • Previous experience in a similar function
  • Track record of working accurately in a deadline-driven environment
Package & Remuneration

Cost to company of R30 000 p.m. negotiable depending on experience.

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Occupation:
Management, human resources jobs


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